Councillors capacity building through training

During the preparatory phase of the “Empowering Municipal Councils” project, a comprehensive capacity development program was created aimed at addressing identified deficiencies.
Above all, it is a program that will focus on improving their knowledge regarding municipal budgeting and financial management.
To address this issue in an appropriate manner, the UNDP project team developed a capacity building program with 11 training modules:

М1: The role of Municipal Councils in good governance
М2: Budget adoption
М3: Management of liabilities (and incurring debt), procurement and revenues
М4: Financial reports of the local self-government units and their analysis
М5: Financial control and audit
М6: Human resource management in the units of local self-government
М7: Application of innovative approaches to municipal council operation
М8: Gender equality issues
М9: Inter-ethnic relations
М10: Inter-municipal cooperation
M11: Spatial and urban planning

Summaries and manuals for the M1-M7 modules were created during the preparatory phase of the project and they are an integral part of the capacity building program, while guidelines and manuals for M8-M11 modules will be prepared during the first 6 months of the implementation phase.

The calendar of trainings provides three and a half months of “classroom” training (from May to mid-July and September) and a two-month phase of “learning by doing” under the mentorship of educators, during October and November. This will allow for the public consultation period on priorities to coincide with the period of preparation and adoption of municipal budgets. This will provide an opportunity to the councillors to practically demonstrate their knowledge and skills.

Vision, objectives and expected outcomes of the “Empowering Municipal Councils” project

The vision of the Swiss Development and Cooperation Agency Project is to strengthen the system of accountable and transparent local governance where democratically elected representatives effectively and jointly work together in defining development priorities according to the needs of the citizens.

The position of the councillors will be also strengthened to implement their democratic mandate and support municipal priorities. Citizens will receive accurate and reliable information from their elected representatives, and at the same time they will actively present their needs and priorities.

The key project objective is: Empowered municipal councils with increased knowledge that will actively fulfil their role of representation and control, which will make municipal government more accountable and more efficient in meeting the needs of citizens.

Expected outcomes:

1.Municipal councils become more autonomous bodies, better able to withstand the executive’s influence, by properly fulfilling their constitutionally assigned roles of oversight and representation

2.Municipal policies are designed in a participatory manner to better meet citizens’ needs through increased transparency and accountability of municipal bodies.

3.Improvements of the legal and institutional framework within which municipal councils function are initiated and sustained through a functional and institutionalized national network of councillors.

The project is open to all 81 municipal councils in the country and the design of project components and activities follows that logic. The components on networking as well as the e-knowledge platform will encompass all 1,347 councillors and the stakeholders with which they are structurally connected as potential beneficiaries.
Innovative tools will be initially implemented in 24 target municipalities, while at the same time looking for a way to their expansion.

However, due to limited time and resources, part of capacity building program through training will be implemented in 24 municipalities.

Expectations are that 250 to 300 councillors (at least 1/3 of which are women) will participate in the project, where 8 municipalities will be covered each year, starting from 2017.

Concept for establishment of the Councilors Network in the project “Empowering Municipal Councils”

Within its overall governance efforts, UNDP is implementing the Swiss Development Cooperation (SDC) Project “Empowering Municipal Councils” with the overall objective to empower municipal councils in order to become active in exercising their roles of oversight and representation thus making municipal government more accountable and effective in meeting the needs of the citizens.

The expected outcomes from the project implementation are:

  • Outcome 1: Municipal councils become more autonomous bodies, better able to withstand the executive’s influence, by properly fulfilling their constitutionally assigned roles of oversight and representation.
  • Outcome 2: Municipal policies are designed in a participatory manner to better meet citizens’ needs through increased transparency and accountability of municipal bodies.
  • Outcome 3: Improvements of the legal and institutional framework within which municipal councils function are initiated and sustained through a functional and institutionalized national network of councillors.

This concept for establishment of the councilor’s network closely relates to the outcome 3 of the project.

The key challenge to be addressed

Municipal council members have little contact with their peers outside their own municipalities. The esprit de corps is lacking that might support a collective drive for normative or practical reforms to address the systemic deficits and improve the functioning of municipal councils. There is thus a clear need for improved networking, using the ZELS Committee of Councils as an anchor.

The project will work on building trust among councillors (as a necessary element of the networking), between councillors and Mayors/administration and between councillors and citizens. Solid ground for efficient and effective networking was laid down during the numerous consultative events held with councillors and other stakeholders in the preparatory phase of the project. The councillors got to know each other better and started to recognize the common interests. In that regard, the project will support the ZELS Council Committee as the main driving force for the networking.

Proposed action

One of the specific project goals is to assist the process of designing, building and expanding a network among council members from different municipalities, as a way of improving horizontal communication and cooperation and promote the formulation of joint positions on common needs and interests regardless of their political party affiliations. Together, the council members can then push for legislative and practical changes needed for municipal councils to function more effectively.

The network will help to achieve the project aims by creating and sustaining a mutually reinforcing learning environment to complement the classroom training and online learning. Opportunities will be created for peer-to-peer sharing of experience and lessons learned.

The project is open to all 81 municipal councils in the country and the design of project components and activities follows that logic. The components on networking as well as the e-knowledge platform are meant to encompass all 1,347 councillors and the stakeholders with which they are structurally connected as potential beneficiaries.

The project will organize three types of networking: face-to-face thematic networking events; virtual peer groups organized through the e-learning platform; and cross-border cooperation with peers across the region.

In line with initial consultations, networking will be coordinated through of the Committee of Councils (CoC) of the Association of Local Self-Government Units (ZELS). This will give project activities a strong institutional foundation, since the CoC participates in the ZELS executive and oversight bodies and in the ZELS General Assembly. It will also promote the long-term sustainability of the network

Output 3.1: Off-line and online network created in which one-fourth of all councilors participate

Depending on the needs and the specific weight of the questions, thematic events will be organized for the presidents of the councils of all municipalities and for the chairpersons of the Financing and Budget Committees, Equal Opportunities Committees, Inter-Community Relations Committees and other committees under the councils of the local self-government units (eg. urban planning, social services).

This approach will build upon the preliminary networking already organized in the preparatory phase.

The networking events will be structured around the key challenges identified by the council members themselves during the baseline assessments. These main challenges include:

  • General challenges related to the overall systemic deficiencies in the normative and institutional framework for the implementation of the councillor’s mandate; deficiencies in existing capacities, lack of training opportunities, complex and weak internal structural and functional relations; inconsistent opportunities and mechanisms for interaction with citizens.
  • Challenges related to the oversight of the financial aspects of the work done by the municipal executive bodies: marginal role of the councillors in budget preparation and monitoring, insufficient cooperation with the mayors and the municipal administration in that work; lack of specific skills for performing these functions; weaknesses in the internal financial control and audit; lack of preventive mechanisms and tools for the Councils to exercise oversight position etc.
  • Challenges related to the functioning of the Equal Opportunity Committees/Inter-Community Relations Committees: lack of capacities and skills within the Committees to properly discharge their roles, inappropriate budgeting for the activities proposed by the two committees despite the existing action plans and other policies and measures; logistical challenges related to the work of both committees; underestimation of the systemic role of these committees.

In addition to face-to-face events, virtual networking will be forged through the e-learning platform. All council members from all local self-government units will be invited to join a “councillors only” on-line club, so this will be open not only to the 24 selected councils that will participate in the classroom training and the grants scheme, but for all councils in all 81 municipalities.  Councillors will have access to all content and can elect to receive emails on news and events as well as prompts to engage in online activities.

The e-learning platform will be integrated in the project website, but it can also function as a self-standing website. At its most basic level, the website will give councillors access to the latest news on topics of interest to them, as well as standard information on municipalities and municipal processes. To provide a broader comparative framework reaching beyond strictly national norms and practices, news on regional and international developments in municipal governance will also be available. A search function will help councillors find solutions to specific legal challenges faced in their work.

But the e-learning platform is designed to be far more than a repository of information. Councillors will be able to enrol in online courses from an ample menu, and also share feedback and learning experiences. The platform will provide access to recorded lectures, and councillors will be able to make recommendations to their peers to listen to featured lectures. They will also be able to submit requests and proposals for new training courses, and these will be made available as soon as demand reaches a threshold of at least 50 councillors. This will help bring together councillors around shared interests.

The platform will also feature yardstick tools to facilitate easy comparative municipal analysis.

The platform is designed to be lively and interactive. Opinion polls will be organized in which councillors will be able to cast votes on specific questions and compare their views with those of other councillors. To help motivate council members to build up their knowledge, the website will display self-test scores when councillors choose to share results. Recognition rewards in the form of online medals will be displayed in halls of fame for login times and use of e-learning.

In addition, the website will feature moderated chat rooms to encourage discussion on municipal governance issues. This mechanism will encourage councillors to share experience on topics of mutual interest in municipal governance. The discussions will have expert moderation to ensure that they remain of abiding interest to participants and that opinion is appropriately supplemented with expertise.

Networking features will also allow councillors to post their contacts and social network addresses if they wish to connect with peers. Councillors will be able to create thematic groups on shared interests, after review by the platform administrator. Using these mechanisms, councillors will be able to connect with peers from other municipalities on issues of shared concern or interest, and post issues and requests for comments. In the end, the platform will serve as the mechanism to create a lively virtual community.

Activities for output 3.1:

  • Creation of thematic groups consisting of 15-25 councillors each belonging to the Financing and Budget Committee, Equal Opportunities Committee, Inter-Community Relations Committee and other committees under the councils of the local self-government units (e.g. urban planning, social services).
  • Organization of a series of networking events for councillors to participate and share experiences. These events will have a dual function. Each will have a substantive focus of intrinsic interest to participants, showcasing municipal experiences and expert speakers on topics of shared interest. At the same time, they will build an esprit de corps through contacts and discussion.
  • Organization of groups for peer-to-peer support and learning for the councillors and designing thematic meetings and roundtables around various topics of interest.[1]
  • Organization of policy workshops with participation from national authorities and other relevant institutions.
  • Preparation of a comparative review of the role of the councils in the local self-government to inform the networking discussions.
  • Revival and revision of the Code of Ethics for Local Government Officials to promote a clearer and more visible role of the councillors in support of local government integrity efforts.
  • Establishment of a virtual councillors’ community through the e-knowledge platform.
  • Design of opinion polls for councillors and analysis of responses and needs, through the e-knowledge platform.
  • Establishment of on-line focus groups of councillors.
  • Monitoring of networking activities and opinions and exploring opportunities to address needs.
  • Verification and codification of all project outputs and practices through the established network of councillors.
  • Institutionalization of the project products and results through the established network and systems, through ZELS in particular.

 Output 3.2:  Exposure to regional and global best practices in empowered municipal councils

This output will be primarily directed towards promoting exchange of sub-regional experiences, but also potentially broader cooperation with more advanced countries in EU and the world  that are considered leaders in capitalizing on the role of locally elected officials in the budgeting processes and overall promotion of the principles of good governance at the local level.

The many benefits of these exchanges include: use of experience and capacity that already exists elsewhere towards  development of new capacities in the country; opening of additional channels of communication among countries; enhancement of the multiplier effect of technical cooperation; increased knowledge of and confidence in the capacities already available in the country; coordination of policies on development issues relevant to a number of developing countries; development of indigenous solutions and  introduction of techniques better adapted to local needs, and accelerated professional development.

Under this output, the project will closely cooperate with ZELS and the Network of Associations of Local Authorities in South-East Europe (NALAS) as well as with the UNDP country offices in the region and the UNDP Istanbul Regional Hub (IRH). UNDP’s other global networks and outreach facilities will be utilized as well as, where relevant, the experiences of other partner organizations.

Activities for output 3.2:

  • Identification of best practices and the organization of two study visits for councillors for learning purposes, specifically on issues related to budgeting, finance and application of the principles of good governance at the local level. Eligibility for participation in study visits will depend on the commitment of the councillors to implement the comprehensive capacity development programme provided under Component 1 of the project.
  • Facilitating the participation of councillors in topical regional and international events.
  • Facilitating twinning arrangements to expose the councillors to the best international practices. Considering the large number of participants in the project, twinning will also be used as a performance incentive, as only the best performers will be eligible to take part.

Expected outcomes

Through the project, councillors are expected to develop an effective, articulate and visible network that will enable them to advocate with the national Government and the Parliament for improvements in the existing legal and institutional local government system. Moreover, the Councillor network shall take a lead in creating experiential community for learning and sharing practices, supporting acquisition of knowledge as well as increased engagement in governance processes.

The role of ZELS as partner organization in implementation of the project

Building upon consultations and active participation in the preparatory phase, the project will establish close cooperation with ZELS around the councillors networking agenda and for sustaining the capacities, tools and knowledge products beyond the duration of the project.

More specifically, UNDP will work with ZELS, through its Committee of Councils:

  • to consult and coordinate on the relevance of the project activities and the intended results;
  • to allow for access to the project benefits and results to all municipalities;
  • to facilitate and promote networking among councillors; and
  • to ensure that the established consultations systems, all the networking mechanisms, learning tools and knowledge products are sustained and institutionalized and made available to the next generation of councillors, as well as to all other interested stakeholders.

In practical terms and to secure optimal technical and substantive support for the ZELS CoC, the project will establish a contractual relationship with ZELS. Funds will be provided to cover the part-time engagement of dedicated ZELS staff.

All other networking costs will be covered directly by the project.

The partnership with ZELS will contribute to the project’s sustainability and is part of the exit strategy.

[1]From participating councils, up to three members will be invited to work as ‘council nodes’ to link with the councillor network. The nodal councillors will be given briefings by the project team and requested to participate in organization of activities. They will also be given special roles in organizing networking events. Within the council, peer groups will be encouraged around the nodal councillors. The nodal councillors will be provided with organized contact and communication with other nodal councillors across municipalities, as well as materials for continued learning relating to municipal governance.

Results of the preparatory phase of the “Empowering Municipal Councils” project

The preparatory activities of the Swiss Agency for Development and Cooperation project “Empowering Municipal Councils,” were conducted from July 10th 2015 to March 10th 2016.

The assessments which served as a basis for the project design were done through a comprehensive data analysis, independent analysis and discussions with a number of central and local government officials, including 170 members of the municipal councils.

30 consultative events were organized for the project needs, attended by over 700 people, representing all relevant stakeholders, including 330 councillors.

The preparatory phase allowed UNDP to test and determine the project concept in a transparent and participatory manner, allowing time to carry out the necessary adjustments.

Moreover, the preparatory phase strengthened the key partnerships for the implementation of the project.

The Association of the Self-Government Units (ZELS), the Ministry of Finance and the Ministry of Local Self-government were actively involved in the preparation of the project while the continuation of this cooperation will enhance the expected effects and its sustainability.

Close cooperation was also established with the key partners of UNDP for the project implementation – “The Association of Finance Officers”.

The most important outcome of these activities is the strong recognition by different stakeholders of the relevance of the project and the enthusiasm they show in looking forward to its successful implementation.  The need to empower the municipal councils is clearly defined and supported.

Moreover, a solid foundation was created for a functional partnership with all stakeholders, who are expected to be strong allies in achieving the project objectives.

The preparatory phase also created a shared sense of ownership of the project and its objectives amongst all relevant stakeholders, who are expected to actively participate in the activities, which are considered very important for their communities.

Empowered municipal councils leading to better local governance

The Swiss Agency for Development and Cooperation project “Empowering Municipal Councils” is aimed at promoting accountable and transparent democratic institutions at local level.

The Law on Local Self-Government and the Ohrid Framework Agreement transferred considerable powers to municipalities in the areas of primary and secondary education, culture, social and communal services.

However, municipalities in Macedonia still find themselves lacking both sufficient funds and human resources to satisfy the needs of local residents. Shortcomings are particularly pronounced in smaller, rural municipalities.

Municipalities still remain highly dependent upon transfers from the central budget which account for 61% of municipal spending

A large share of these funds are block grants that must be spent in a highly regulated manner, for example as salaries for teachers

This leaves little space for planning and investments.

Revenues from local taxes amount to only 23% of total assets and although gradually increasing, they still remain a marginal source of income.

In this context, financial performance of the municipalities varies dramatically. Challenges also persist in democratic accountability.

Although municipal residents select both their Mayors and their municipal councils in regular direct elections, there is often little contact or exchange between constituents and their representatives. In addition, the council members have little training, prior knowledge, preparedness or time for the duties they are meant to assume.

Municipal councils are also facing challenges in their role regarding the provision of equal opportunities for women and men as well as to encourage cohesion in a diverse, multi-ethnic society.

Election-list quotas have brought the level of women’s representation in local councils to roughly one-third of all membership, yet gender considerations are seldom evident in council debates or municipal spending decisions.

Few councils have women presidents, and executive positions are overwhelmingly dominated by men. Spending decisions are likewise often made without considering specific needs of different ethnic communities

“Empowering Municipal Councils” aims to correct these systemic deficits.

The overarching goal of the project is to empower the councils so that they can carry out their duties and tasks in a more effective manner and in synergy with the Mayors and the municipal administration. It will do this by empowering municipal council members with the knowledge, confidence and supportive peer network they need to fulfil their constitutional functions of representation, legislation and oversight at the local level.

In addition, by creating easier channels of communication between the public and the council, the project aims to enhance the accountability and transparency of local government.

The ultimate aim is to improve the quality of life for citizens by ensuring that municipal decisions reflect their needs and priorities, and that public funds are spent in an accountable, efficient fashion.

Strong support among the local government units for the “Empowering Municipal Councils” project

A workshop was held for the Swiss Agency for Development and Cooperation project: “Empowering Municipal Councils” from 17 to 19 February, at the Hotel Sirius in Strumica.

In the presence of the presidents of municipal councils and in partnership with ZELS, the UNDP project team held three presentations on key project components, which should provide the vital link of accountability between councillors and citizens, which will lead to an improvement in local democracy and local government as a whole.

The first presentation was on the municipal councillors networking, where an e-learning platform was presented as one of the tools that will be used for the needs of the Swiss project.

The learning platform will provide access to basic and in-depth training content and relevant materials, information on current developments and events and relevant data of interest to councillors. At the same time, the e-learning platform will include an administered forum for exchange of information, data, opinions and communication among councillors.

Moreover, a draft capacity building program for municipal councillors was presented. This program integrated the priority training topics and the key challenges faced by councillors, such as funding procedures, the role of councillors in fiscal matters of municipal operations, the need for a more thorough understanding of budget issues. The Swiss Agency for Development and Cooperation project, through a number of training modules focused on key issues related to budgetary and financial management of municipalities, will undoubtedly empower councillors to perform their function in the local government system.

The third presentation raised also a considerable interest among presidents of municipal councils aimed at the application of innovative approaches for a more effective and more efficient functioning of municipal councils. In this regard, the project supported by the Swiss Agency for Cooperation and Development will contain a series of innovative measures, such as the idea of ​​implementing the monitoring of local services in real time by the citizens.

All presentations in Strumica were followed by active discussions among participants, which certainly created an opportunity for appropriate adjustment of interventions align with the needs of municipal councillors and other stakeholders and beneficiaries.